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1. Poverty: a reading list

Poverty can be defined by 'the condition of having little or no wealth or few material possessions; indigence, destitution' and is a growing area within development studies. In time for The Development Studies Association annual conference taking place in Oxford this year in September, we have put together this reading list of key books on poverty, including a variety of online and journal resources on topics ranging from poverty reduction and inequality, to economic development and policy.

The post Poverty: a reading list appeared first on OUPblog.

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2. Barbara J. King on whale grief

9780226155203From National Geographic:

More than six species of the marine mammals have been seen clinging to the body of a dead compatriot, probably a podmate or relative, scientists say in a new study.

The most likely explanation for the animals’ refusal to let go of the corpses: grief.

“They are mourning,” says study co-author Melissa Reggente, a biologist at the University of Milano-Bicocca in Italy. “They are in pain and stressed. They know something is wrong.”

Scientists have found a growing number of species, from giraffes to chimps, that behave as if stricken with grief. Elephants, for example, return again and again to the body of a dead companion.

Such findings add to the debate about whether animals feel emotion—and, if they do, how such emotions should influence human treatment of other creatures. (See “Do Crows Hold Funerals for Their Dead?”)

Animal grief can be defined as emotional distress coupled with a disruption of usual behavior, according to Barbara King, emeritus professor of anthropology at William & Mary in Williamsburg, Virginia, and author of the book How Animals Grieve.
Barbara J. King has long positioned her scholarship at the forefront of our study of animal emotions—in works like How Animals Grieve and in her criticism, which regularly appears in the TLS, King pushes us to understand the complex inner lives of animals, neither wholly similar nor dissimilar to the realm of human affects. The National Geographic piece makes a compelling case for the importance of King’s work on animal grief, which she refuses to anthropomorphize, while at the same time, grounding her findings in observations of marine animal life. Warning though: it will make you feel your own feelings.
To read more about How Animals Grieve, click here.
To read the National Geographic piece in full, click here.

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3. Matters of the past mattering today

The past can be very important for those living in the present. My research experiences as an archaeologist have made this very apparent to me. Echoes from the distant past can reverberate and affect the lives of contemporary communities, and interpretations of the past can have important ramifications.

The post Matters of the past mattering today appeared first on OUPblog.

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4. “Anthropology’s Storyteller-Shaman-Sorcerer”

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From a recent review of Michael Taussig’s The Corn Wolf at Pop Matters:

Taussig’s work is the sort of bewilderingly beautiful prose (one is often tempted to call it poetry) that’s able to operate on multiple intellectual levels. The first essay in the collection, “The Corn Wolf: Writing Apotropaic Texts”, immerses the reader fully and mercilessly in the style. It opens with a poor graduate student realizing that writing up their fieldwork is the most difficult and important task of graduate school, and also the one thing graduate school teaches you nothing about. Fieldwork and writing; “they are both rich, ripe, secret-society-type shenanigans. Could it be that both are based on impossible-to-define talents, intuitions, tricks, and fears?”

No wonder many careerist academics dislike him.

Of course the essay isn’t so much about graduate writing as about his own writing, and about the act of writing—the magical act of writing—itself.

For example, Taussig considers anthropology’s treatment of magic and shamanic sorcery: “Pulling the wool over one’s eyes is a simpler way of putting it… What we have generally done in anthropology is really pretty amazing in this regard, piggybacking on their magic and on their conjuring—their tricks—so as to come up with explanations that seem nonmagical and free of trickery.”

This seemingly nonmagical academic form of writing—or mode of production, as he calls it—is what he refers to as ‘agribusiness writing’: “Agribusiness writing is what we find throughout the university and everyone knows it when they don’t see it.” Against it he pitches the idea of ‘apotropaic writing’, a magic that connives with the prosaic to produce a counter-magic of its own.

When anthropologists demystify shamanic sorcery, for instance, the ‘wolfing’ moves of apotropaic magic would reveal the sorcery implicit in the act of the ‘scientific’ anthropologist’s recasting of shamanism. Indeed, the fact that the wonder and magic of the everyday world has been demystified by science is a sort of magical transformation itself. Is this how we re-enchant the world? By the use of story-telling and writing to re-position what seems like the boring, unmagical workaday world of everyday capitalist drudgery and expose it as the magical sleight-of-hand and tricksterism that it is? “I have long felt that agribusiness writing is more magical than magic ever could be and that what is required is to counter the purported realism of agribusiness writing with apotropaic writing as countermagic, apotropaic from the ancient Greek meaning the use of magic to protect one from harmful magic.”

To read more about The Corn Wolf, click here.

To read the Pop Matters review in full, click here.

 

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5. No time to think

On leaving school, my advisor reminded me to always take time to think. That seemed like a reasonable suggestion, as I trudged off to teach, write, and, of course, think. But the modern academy doesn’t share this value; faculty are increasingly prodded to “produce” more articles, more presentations, more grant applications, and more PhD students.

The post No time to think appeared first on OUPblog.

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6. In memoriam: Sidney Mintz

Professor Sidney Mintz passed away on 26 December 2015, at the age of 93. “Sid” as he was affectionately called by his acquaintances, taught for two decades at Yale University and went on to found the Anthropology Department at Johns Hopkins. His best-known work, Sweetness and Power: The Place of Sugar in Modern History, was published in 1985.

The post In memoriam: Sidney Mintz appeared first on OUPblog.

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7. Is there an evolutionary advantage to religion?

Few can deny the sheer significance of religious belief to human society, a topic of study that has provided much insight into how we lived previously, how we live today, and how we will live in the future. However, for what purpose, exactly, did religion originate?

The post Is there an evolutionary advantage to religion? appeared first on OUPblog.

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8. History of Eurasia [interactive map]

Set on a huge continental stage, from Europe to China, By Steppe, Desert, and Ocean covers over 10,000 years, charting the development of European, Near Eastern, and Chinese civilizations and the growing links between them by way of the Indian Ocean, the silk Roads, and the great steppe corridor (which crucially allowed horse riders to travel from Mongolia to the Great Hungarian Plain within a year).

The post History of Eurasia [interactive map] appeared first on OUPblog.

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9. Did human grammar(s) evolve?

In order to hypothesize about the evolutionary origins of grammar, it is essential to rely on some theory or model of human grammars. Interestingly, scholars engaged in the theoretical study of grammar (syntacticians), particularly those working within the influential framework associated with linguist Noam Chomsky, have been reluctant to consider a gradualist, selection-based approach to grammar.

The post Did human grammar(s) evolve? appeared first on OUPblog.

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10. Mentalizing in groups

‘Mentalizing’ is the new word for making sense of oneself, others, and intersubjective transactions in terms of inner motivations. It can be fast and intuitive (implicit mentalizing), as in most informal and routine interactions, or slow and elaborate (explicit mentalizing), when one steps back to indulge in reflective thinking. “Why did she say that?” The thought is such an integral part of being human that it is most often taken for granted. Yet it is an evolutionary achievement.

The post Mentalizing in groups appeared first on OUPblog.

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11. NL East champion Mets rookies caught in Underoo controversy

It was "Rookie hazing weekend' in major league baseball, as new players were forced to undergo a rite of passage that speaks to traditional tribal notions of "crossing over" and appropriating the garb of different tribes or genders to signal their initiation into a wider role in society. Plus, guys in their underwear.

6 Comments on NL East champion Mets rookies caught in Underoo controversy, last added: 9/30/2015
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12. A history of firsts [slideshow]

We live in a globalized world, but mobility is nothing new. Set on a huge continental stage, By Steppe, Desert and Ocean tells the story how human society evolved across the Eurasian continent from Europe to China.

The post A history of firsts [slideshow] appeared first on OUPblog.

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13. Excerpt: Players and Pawns

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“The World of Chess”

from Gary Alan Fine’s Players and Pawns: How Chess Builds Community and Culture

***

Chess is not the oldest game of humankind. That honor goes to an Egyptian board game dating back to 3500– 4000 BC. But chess’s longevity is remarkable. While claims of the true beginnings of chess are various and the origins are shrouded in mystery, consensus exists that the game as we recognize it began on the Indian subcontinent in approximately 700 AD, although Persia shaped the early game as well. As with so many origin stories, one can find political motives. For instance, some claim that chess originated in Uzbekistan or even in China.

Chess is considered a war game, or at least a game that models warfare or prepares soldiers, although some legendary origins (Myanmar or Sri Lanka) suggest in a more pacifist fashion that the game was developed to provide a less bloody equivalent to conflict. Given the passion of Napoleon for the game, such sublimation was not inevitably effective. When the game spread to the Islamic world, which rejected gambling and gaming, chess was permitted because it was considered preparation for war. In the Soviet Union, the game was treated not as a bourgeois diversion but a form of proletariat culture.

Over the years, the rules of chess evolved. By the Middle Ages, chess had gained admirers in Europe. Its popularity is evident in writings about chess as morality by Pope Innocent III and Rabbi ben Ezra, both around 1200 AD.9 The second book printed in English, The Game and Playe of the Chesse (translated from the French), addressed chess as morality. The medieval attention to chess is evident in that the names and movement of the chess pieces changed substantially during this period. The most salient change was to increase the power of the vizier, making it the most powerful piece on the board. This transformation, first labeling the piece the queen and then increasing her range, occurred between the twelfth and fifteenth centuries. Some suggest that this change reflects the authority of women in medieval and Renaissance Europe. Perhaps these explanations are shaped by scholarly wishful thinking, but it is clear that chess changed substantially during the late Middle Ages, and as a result, games prior to the introduction of the powerful queen are rarely studied. Although chess has continued to evolve, a game played after the introduction of the powerful queen is essentially the same game that we play today. The first international tournament was organized in 1851, and by 1886 the world had its first undisputed chess champion, Wilhelm Steinitz.

Depending on one’s definition, today there are many chess players or a great many. A large proportion of Americans, although surely nowhere close to a majority, can play chess at some level. According to Susan Polgar, a prominent grandmaster, there are forty-five million chess players in the United States. Other estimates are slightly lower, but most hover around forty million. In chess hot spots such as Russia, eastern Europe, Iceland, Cuba, and Argentina, the proportion is far higher. Polgar guesses that there are seven hundred million players worldwide. Some skepticism of that figure is warranted, but chess is indeed a global game.

We must distinguish between those who are knowledgeable about the basic rules and those who have a commitment to the game: those who play chess and those who participate in the chessworld. Here the numbers diminish. Though we do not have firm figures for the number of serious players, as of 2010 the United States Chess Federation (USCF) had a membership of approximately eighty thousand. Some of these members are not active, and many others play chess outside the auspices of the organization (particularly in scholastic chess, where some state and city organizations run their own tournaments). The USCF claims that there are approximately ninety thousand active tournament players. In the last fifteen years, there has been substantial growth in the number of young (scholastic) chess players. Chess is now treated as an activity that provides cultural capital. Playing the game is said to increase a child’s cognitive development. In an age in which many parents wish to cultivate their children, chess is treated as a valued training ground, even if it is not perceived as one of those life skills that will continue into adulthood. Estimates of the number of children playing chess run as high as thirty million. But whatever the number, it is striking that the largest number of members of the USCF are third and fourth graders. According to one source, 60 percent of the members of the USCF are age fourteen or younger. While the politics of the organization are set by adult members (one must be sixteen to vote in federation elections), many of the organizational resources are contributed by scholastic members. As a result, it is not surprising that battles have been fought over whether to use resources for high-visibility adult chess or the more popular scholastic chess. Some scholastic chess tournaments are profitable, and the growth of youth chess provides employment for adult teachers.

On many demographic dimensions chess holds up well. A visit to a large tournament finds an impressive number of African Americans, South Asians, East Asians, Hispanics, and eastern European immigrants. A large tournament has the feel of a United Nations of leisure. Such diversity is rare in leisure or voluntary activities. While chess is largely a middle-class pastime, some participants hold working-class jobs or are from working-class homes. And many children participate at adult tournaments. It is common to find a nine-year-old playing— and crushing— a sixty-nine-year-old, an oft -remarked reality that leads to adults being reluctant to play children, who are often better than their ratings suggest. One tournament I attended had participants from five to eighty-seven, a range that was not especially remarkable. The only exception to this demographic diversity is gender. Chess has long been— and still is—male dominated, and the participation of women declines with age and with rated ability. In elementary school as many as 40 percent of players are girls, but there is only one woman in the top one hundred US chess players. In most domains, at least 90 percent of chess players are male, an even greater percentage than in Little League baseball, Dungeons & Dragons, or high school debate. Because of the highly gendered structure of chess and to avoid awkward syntax, I use the male pronoun. Perhaps before too long, readers will find my pronoun usage odd and inappropriate.

THE METAPHORS OF CHESS

When one examines any activity, an inevitable question emerges: what kind of thing is this? Put another way, what is the “cultural logic” of chess? What framework of meaning explains this community? What conventions are embraced? In what domain of activity do we place it? This is the human desire for labeling and categorization. Compared to other games, chess is incredibly deep. No two games are the same, and the seemingly unending choices have lured many players. Chess edges close to infinite possibility. The number of legal positions in chess has been estimated at 1040 (the number of stars in the universe is estimated at 1024), the number of possible games is 10120, and chess databases contain over 3.5 million games.

Is chess so multifaceted? Why and how do these figures resonate with chess players? In the diversity of metaphors, chess exemplifies generic features of human association, including focus and attention, affiliation, beauty, status, collective memory, consumption, and competition. These are topics to which I return.

Perhaps the most obvious metaphor, and hence the one that I address least, is that chess is a game, a form of voluntary activity, grounded on rules and on rivalrous competition. One might say that “game” is not a metaphor but a description. Its voluntarism links chess, like all games, to play, but games have a structured organization that “pure play” lacks. The model of human activity as game, a common metaphor, suggests a strategic approach to everyday life. Chess is a game of strategy and tactics. But it goes beyond the domain of the game, even if other activities (sex, business, or politics) can be treated as symbolic games because of their strategic dimensions.

While chess is a game—a minor aspect of life— it can be treated as much else. Metaphors abound. In a riot of metaphors, Pal Benko and Burt Hochberg argue that the game takes many forms, depending on style. Chess can be a fight, an art, a sport, a life, or a war. Folklorists Marci Reaven and Steve Zeitlin, touring public chess spaces in New York City, found competing visions of chess: an unsolved mathematic problem, a language, a search for truth, a dream, and even “a ball of yarn.” Some speak of chess as a race and the chessboard as a piano. The personification of pieces is common, particularly in scholastic chess. Pawns desire friends, pieces are runners, they look for a job or are unhappy and crying (field notes). The range of cultural images that define this pastime is extensive. Such diversity suggests that activities do not have a singular meaning but can be framed in multiple ways to connect with the needs of the speaker and desires of the audience.

Treating chess as a game of war 23 leads to military metaphors. In one account, the rook is a panzer unit, the knight a spy, the bishop a reconnaissance officer. As the population of chess players is overwhelmingly male, violent and sexual metaphors are common, as when the defeated are judged as weak, soft, or effeminate. Opponents are pinned, hit, stomped, crushed, sacked, or killed. More explicit is the claim of world champion Alexander Alekhine that during a match “a chess master should be a combination of a beast of prey and a monk.” While not many chess players speak so graphically, grandmaster Nigel Short was not alone when he remarked, “I want to rape and mate [my opponent].” In his rant, Short provides support for a Freudian analysis of chess as a sublimated form of homosexual eros and parricide.

Freudians believe that the unconscious appeal of chess results from oedipal dynamics, leading to sexual and aggressive themes. Reuben Fine pondered why many strong chess players display psychiatric disorders, seeing danger in the metaphorical dynamics of the game. Fine argued that chess is often learned by boys at puberty or earlier and that the pieces represent a symbolic keying of ego development (the king is a phallic symbol representing castration anxiety; the queen represents the mother). Those drawn to chess are said to have difficulty balancing aggressive and sexual impulses because of a weakly developed superego. Players are susceptible to developing neurotic traits, echoing grandmaster Viktor Korchnoi’s observation that “no Chess Grandmaster is normal; they only differ in the extent of their madness.” Others point to unconscious aggressive and sexual themes. Any competitive chess player knows the stories of madness, including those of Paul Morphy (“the pride and sorrow of chess”) and Bobby Fischer. However, these examples do not tell the whole story. Focusing on atypical cases such as Morphy’s or Fischer’s paranoia is an inadequate basis for generalization. Much psychoanalysis of chess is based on speculative Freudian assumptions with little empirical support; perhaps this is related to the fact that many psychoanalysts, notably Reuben Fine, are serious chess players. The evidence is more literary confection than systematic proof.

Besides these tendentious images, others build on morality or images of the state. The great Dutch historian of play, Johan Huizinga, argued that “civilization arises and unfolds in and as play.” His assertion applies to the vast array of political metaphors of chess. Chess reveals not only sexual and aggressive dynamics, but social order. Th is is one reason that authors select chess as a background (or foreground) for understanding human relations: Nabokov, Cervantes, Borges, Tolstoy, Ezra Pound, Edgar Allan Poe, and Woody Allen. As early as 1862, the well- known chess editor Willard Fiske, writing as B. K. Rook, connected pieces and society:

We [rooks] are generally considered as the most upright and straightforward of all the denizens of Chessland, from our habit of moving. . . . We have long been the fast friends of the Kings. . . . Of the Bishops there is little to relate. Each of the chess races possesses two individuals of this name, and yet so strong is the hatred of those belonging to the same stock that one of them can never be induced to go into a house that has been occupated by the other. . . . The most erratic members of our state are undoubtedly the Knights. . . . The Pawns are the most numerous members of our body politic.

Lewis Carroll’s imaginings in Through the Looking-Glass have something of the same flavor. The twelfth-century Persian poet Omar Khayyam proclaimed, “We are in truth but pieces on this chess board of life.” To Pope Innocent III (1161– 1216), a chess player himself, was attributed a morality on chess (now thought to be written by John of Wales) that asserts, “This whole world is nearly like a Chess-board, one point of which is white, the other black, because of the double state of life and death, grace and sin. The familia of the Chess-board are like mankind; they all come out of one bag, and are placed in different stations.” Harry, a well-regarded teacher of my acquaintance, expressed the same theme: “The thing I love about chess is that at the beginning of the game, ever yone is equal. Everyone is a citizen, and then through the game, we see what they can do. Chess represents our democratic values. It provides a metaphor of society” (field notes). Pieces stand for political positions—whether democratic or monarchical—in a way easily recognized by children and adults.

As a result, chess is used metaphorically, by the public as well as players. Away from the chessboard, we speak metaphorically of a stalemate, selecting a gambit, or keeping an opponent in check. The political metaphors were even more extensive in medieval and Renaissance Europe. Jenny Adams emphasizes how the game extended politics, reflecting a medieval social hierarchy, sometimes considered an instrument of reform. The English playwright Thomas Middleton in his drama A Game at Chess satirized abortive marriage negotiations between Charles, the son of James I, and Donna Maria, the sister of Philip IV of Spain.

Nowhere is the sociopolitical culture of chess more evident than in the names of the pieces. Chess is a global game in which the pieces have had different meanings over time and in various languages. The names of chess pieces in English and other western European languages were changed from their Middle Eastern designations, as medieval society treated the game as a mirror. The vizier became a queen, the horse a knight, and the elephant a bishop. The allegories of chess were revised. In contrast, even today Russian mirrors the Arabic; there is no queen, but a “ferz,” a counselor. While Russian chess has a “king,” the word used for king is korol, not czar. Perhaps the most problematic example of political labeling is the bishop, borrowed from the Catholic hierarchy. In Russia and throughout much of Asia, the bishop is an “elephant” (borrowed from Indian tradition); in Hebrew and in Dutch the bishop is a “runner,” and in France, the bishop is the fou or “fool.” An account of the naming of chess pieces reveals much about the societies in which they are used. At moments of transition, as in the Middle Ages, names are “in play.” At the time of the American Revolution there was an attempt to rename king, queen, and pawn as governor, general, and pioneer. After their revolution Soviets wanted to use the name commissar and to turn black into red, with its pieces representing the proletariat. Such changes, however, could not overturn the inertia of collective knowledge. These fights over metaphors indicate how tightly linked chess is to the social structure of its location and how its location affects its image.

While some activities fall neatly into human categories— sculpture is art, chemistry is science, tennis is sport—chess can plausibly be seen as all three, each with its own conventions, like any established and collectively recognized social world. Conventions—norms of proper activity— are to be found in all institutionalized domains. Chess action can be striking, systematic, or strategic. The former world champion Anatoly Karpov claimed in an oft-quoted remark that “chess is everything— art, science, and sport.” Perhaps chess is not everything, but each of these categories has been treated as the primary basis of the game.

While some activities fall neatly into human categories—sculpture is art, chemistry is science, tennis is sport—chess can plausibly be seen as all three, each with its own conventions, like any established and collectively recognized social world. Conventions—norms of proper activity—are to be found in all institutionalized domains. Chess action can be striking, systematic, or strategic. The former world champion Anatoly Karpov claimed in an oft-quoted remark that “chess is everything— art, science, and sport.” Perhaps chess is not everything, but each of these categories has been treated as the primary basis of the game.

CHESS AS ART

The rhetoric of chess as constituting an art form is extensive. There are styles and schools of chess, and beautiful moves and combinations. World champion Emanuel Lasker asserted, “There is magic in the creative faculty such as great poets and philosophers conspicuously possess, and equally in the creative chessmaster.” The brilliant Ukrainian grandmaster David Bronstein wrote, “Chess is a fortunate art form. It does not live only in the minds of its witnesses. It is retained in the best games of masters, and does not disappear from memory when the masters leave the stage.” Discussions of symmetry and beauty are seen not only in the writings of masters but in descriptions by amateurs: “It’s kind of hard to see, but there’s beauty in it. The symmetry of the pieces and the idea of threatening, sometimes it all just comes together and it gets distracting at points, but sometimes I really just sit back and go ‘Wow, look at this game.’ It’s like a perfect balance, an absolutely perfect piece of art. . . for instance the idea of a checkmate that’s six moves away is just beautiful.” In simpler words, a high school player remarked, “I like chess because of the way it flows together and it’s like meticulous and artistic. And [my friend] said that’s why he liked music” (interview). I have heard players liken chess to improvisational jazz in the way that combinations of pieces emerge over the course of a game. The rhetoric of competition as art is hardly unique to chess. In examining lifestyle sports, such as surfing, skateboarding, or windsurfing, Belinda Wheaton points to activities linked to the participants’ sense of self. She notes a similar attention to artistic expression, stylistic nuance, and creative invention. For those in the upper echelon, chess also constitutes a lifestyle community, although one with less threat of injury than so-called extreme sports.

Much beauty is found in the elegance of a perfect and inescapable solution to a complex problem. As William James posited, solving problems is deeply gratifying and reveals aesthetic satisfaction. If beauty exists in a competitive environment, it cannot be an individual achievement but must be relational. The philosopher Stuart Rachels observes: “Great chess games are breathtaking works of art. . . . Perfect play, however, cannot guarantee a beautiful game. For one thing, it is not enough that you play perfectly; your opponent must also play well.” Another player writes, “It only takes one brilliant mind to conjure up a brilliancy, but it takes two minds . . . to produce the position in which the fireworks can be let off .” The challenge of a patzer does not produce beauty for the skilled player.

The specific metaphor used by chess players to describe a moment of artistry is brilliancy: a cut diamond on a square board. Brilliancy results from the awe experienced from a simple and perfect answer to a daunting and complex problem— a victory, but not only a victory. The concept is so central to the world of chess that many elite tournaments award a “brilliancy” prize for the game or position with the greatest aesthetic appeal. Brilliancies result from a novel combination of pieces that produces a position that colleagues find startling, even spiritual. Each piece supports and defends other pieces of that color while attacking the opponent’s pieces. As Reuben Fine remarked, “Combinations have always been the most intriguing aspect of Chess. The masters look for them, the public applauds them, the critics praise them. . . . They are the poetry of the game; they are to Chess what melody is to music.”

Often the brilliancy derives from the victor’s sacrificing or placing a piece in danger; only later do obser vers recognize that the stratagem led to victory. “The bigger the sacrifice, the more beautiful.” It is because of his willingness to sacrifice his queen that thirteen-year-old Bobby Fischer’s defeat of former United States Open champion Donald Byrne at the Rosenwald Memorial Tournament in New York is called “the game of the century.” The brilliancy was not recognized when the move was first made but only after the game was analyzed and revealed in time.

How is the beauty of chess experienced? How do players become engrossed in chess play? Part of the beauty of chess is its experienced quality. Mihaly Csikszentmihalyi speaks of “flow” to capture the capacity of people to focus on an activity so closely that they lose awareness of time, external surroundings, and self-consciousness. Such experiences become autotelic, as the boundaries between self and activity fade. This is when we are most creative, productive, and satisfied in our work, leisure, and personal lives. Csikszentmihalyi selected chess as a key example of a focused activity. Players report performing best when the flow experience is maximized and they “dig in” to the game. It is not only the logic of pieces on the board that contributes to treating chess as art, but experienced emotions. Liquid moves replace concrete choices.

CHESS AS SCIENCE

Players commonly view chess as a science, and many of the greatest chess players (as well as those less gifted) have jobs in technical or scientific fields. Adolf Anderssen, Emanuel Lasker, and Max Euwe were mathematicians; Mikhail Botvinnik was an engineer, and José Raúl Capablanca also studied engineering. As one player explained, “They are all math guys.” Reuben Fine estimated that about half of the greatest players had mathematical or scientific backgrounds.

The metaphor of chess as science relies on the commonsense image of science as value-free, objective, and rigorous. In chess some assert that there is always one best move in a given position. For these players, worrying about “chess psychology” is wasted time if the proper move can be found through rational deliberation. As one informant explained, players review their games because “they are looking for the truth.” At any point there is only “one truth in the position” (field notes). For many players and some philosophers there is “truth in chess.” Computer programs such as Rybka or Fritz are popular in that they support this comforting illusion, no matter the action of an opponent. From this perspective one should play the board, not the opponent. Bobby Fischer was a leading exponent of this view, avowing, “I don’t believe in psychology. I believe in good moves.” His position has a powerful logic. The rhetoric of science proclaims that long-term strategies and short-term tactics can be developed through close study of the principles of chess. Aron Nimzowitsch’s Chess Praxis treats chess as a science by stressing fundamental principles, such as “centralization” and “over- protection.” Such a systematic presentation of chess theory emphasizes logic and objectivity, training the mind to apply general principles to vaguely defined situations. Chess is a game of perfect information, in which chance or information unequally distributed among the players should not play a role (as in poker or bridge), and this enshrines science. Each player has the opportunity to see the same things, even if background or training does not permit that seeing.

Chess theory has evolved over time in fits and starts. Of course, much theory cannot be easily detached from stylistic preferences or accepted conventions of play, tied to local chess cultures. Innovation is necessary for grandmasters to dethrone their predecessors; the tactical and strategic answers that worked in previous models are translated into an approach that is alleged to be objectively superior. As games are won and lost, newly “correct” and “objective” approaches to the game are discovered, and advice is reframed. This model suggests that chess theory is metaphorically likened to a science with experimental tests. However, as scholars of science studies indicate, a simple-truth model of scientific progress is not persuasive. Science advances through changes in practices that are defined as legitimate and embedded in social relations. The rational and objective basis of science cannot be separated from cultural context, politics, and scientific reputations and is often contested as chess styles rise and fall.

Max Euwe and John Nunn note that “succeeding generations of experts have contributed to the development of chess play, but it was the style of some outstanding individual which moulded the thinking and style of play of his time.” Perhaps this lays too much emphasis on the genius, rather than the community of competitors, but they rightly indicate the dynamics of change. This is what international master Anthony Saidy terms “the battle of chess ideas.”

Styles of play did not develop steadily and cumulatively but often advanced in revolutionary paradigm shifts that served as strategic replies to dominant paradigms. The objectivity of theoretical principles is often blurred by the confounding factor of creative genius and calculative ability found in the best players. Further, chess theory, like scientific knowledge generally, is in part “Whig history,” a theory of continual progress that interprets the past in light of the choices that characterize the activity in the present.

In the chessworld, as in science, knowledge is acquired socially. Advancement depends on challenges over the board. Players participate in local and extended networks of knowledge, but always based on the recognition of community. Chess is a set not just of ideas but of ideas that become recognized through social relations and shared practices.

CHESS AS SPORT

Chess games are competitive, like the world of sports. While the more prestigious images of chess as art or science are common, the agonistic aspects of sport are also evident. As the Great Soviet Encyclopedia suggests, chess is “a sport masquerading as an art.” Chess can be symbolically “bloody,” as pieces live and die. This reality thrills players, motivates improvement, and shapes status hierarchies. Many players attribute their love for chess to the cutthroat competition. Former world champion Anatoly Karpov remarked, “Chess is a cruel type of sport. In it the weight of victory and defeat lies on the shoulders of one man. . . . When you play well and lose, it’s terrible.” Indeed, checkmate is derived from the Persian for “the king is dead.” As a master-level player describes the hypercompetitive approach of top players at a local club, “The masters at the top . . . [are] very competitive, and [have] big egos. . . . Their whole attitude. . . [is] that I am going to crush you. And I will be extremely rude. And I will do whatever is necessary to crush you.” Another player explained to me, “Chess is like hand-to-hand combat. It’s so visceral. How can I hurt you?” (field notes). Such metaphors are so common as to be unremarkable.

Why is chess so competitive? The answer is found largely in the institutional framework by which club play is organized. In Britain chess had been funded by the Sports Council, intercollegiate chess at Harvard was once overseen by the Department of Athletics, and in Chicago public schools, scholastic chess is administered by the Department of Sports Administration. Some high schools offer athletic letters for chess players. To capture the fan loyalty of sports, entrepreneurs organized the United States Chess League in 2005 and receive funding from poker websites. Sixteen teams of strong players, including grandmasters, play each other in competitive but unrated matches. Teams include the New York Knights and the Saint Louis Arch Bishops. Of course, chess is often a simple pastime for fathers and sons or friends on lazy afternoons, merely a more complex version of Candyland, a board game for preschoolers. While casual games are part of the subculture, they are markedly different from tournament play, where the logic of chess as sport is evident.

Local clubs and tournaments are organized under rules established by national organizations such as the USCF. Players in tournaments can gain or lose rating points that measure their skill in comparison to other players. Ratings range from zero (novices start with an assumed rating of 600 but can lose rating points) to over 2800 for a top grandmaster. As of 2004, the average rating for a member of the USCF (including the many scholastic and occasional players) was 1068. Ratings are perhaps the primary motivating factor of organized play and serve as a form of identification. A rating locates one in a competitive hierarchy and determines in which tournaments one can participate and in which division one can play. The outcomes of tournaments affect ratings, based on a complex and changing mathematical computation. Rating points are assumed to be generally accurate, reliable, and universal indicators of a player’s chess skill, even though, as I discuss in chapter 6, they can be misleading. But in practice, ratings translate into status, prestige, and respect.

The chess rating system is distinctive among leisure worlds in shaping player identities, organizing status rankings, and encouraging or dissuading participation. Comparing chess to other organized sports helps decipher the effects of different evaluative systems. For example, baseball players are judged by a set of statistics (batting average, home runs, runs batted in, fielding percentage, stolen bases) that describe their competence in different skill sets. These sorts of statistics diminish competition among teammates, since they emphasize specialization. Chess does not create separate measures for different facets of the game, but players are assigned a single rating. This is a powerful example of “commensuration,” or “the transformation of diff erent entities into a common metric,” affecting personal investment, social comparison, and status competition. Often, as in ice skating, the determination of these measures is altered to achieve what members of the community consider a “fair” distribution.

Chess is famously an activity of the mind, with only the slightest movement of light wood pieces. Yet lengthy games may involve bodily stress, and players are known for lacking physical fitness, even if prior to long matches some adopt exercise regimes. As I discuss in chapter 1, chess is a game of body as well as mind. To play chess requires an awareness of body, and even if competitors do not require muscle, endurance is essential.

Still, sport has multiple meanings, and chess can, at times, fit the metaphor of sport. The patterns of play suggest an aesthetic appeal that links chess to art worlds. If it is neither quite a material art nor a performance art, the beauty of a well-played game is recognized.

Likewise, we link chess to science. Over the centuries, chess has developed a body of systematic knowledge labeled “chess theory.” As in Thomas Kuhn’s scientific paradigms, there are periods of revolution, periods of active incorporation, and periods of normal play. Finally, chess involves brutal competition. Ultimately chess depends on embracing a culture and a status system based on uncertain outcomes in the form of victories and defeats. While we may speak of chess as a leisure world, ignoring those professionals who earn a living from the activity, it creates solidarity, a desire to demonstrate commitment to a local community.

To read more about Players and Pawns, click here.

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14. Selfies in black abayas

Today, when worlds collide with equal force and consequence as speeding cars on a California highway, can we imagine, escaping the impact of even a single collision? Is the option of being miraculously air-lifted out of the interminable traffic log-jams available for us, even if we are spared physical injury? Just as avoiding California highways is an impossibility (given the systemic destruction of public transportation system), meeting head-on forces of neoliberal globalization with its unique technological, financial, and ideological structures is an inevitability.

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15. The Altruism Revolution

With the famous phrase "Nature, red in tooth and claw," the Victorian poet Tennyson expressed the challenge that the emerging science of evolution posed to his faith in a universe ruled by love and compassion. Yet in today's science, all the in-depth studies show that violence has diminished continually over the past few centuries (as [...]

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16. Ritual in our lives [quiz]

Whether we know it or not, ritual pervades our lives, silently guiding our daily behavior. Like language, tool use, and music, ritual is a constituent element of what it means to be human, joining together culture, archaeology, and biology. The study of ritual, therefore, is a reflection on human nature and the society we inhabit.

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17. Trust in the aftermath of terror

In the days following the terrorist attack in Paris on 11 January, thousands of people took to the street in solidarity with the victims and in defense of free speech, and many declared ‘Je suis Charlie’ on social media around the world. The scene is familiar with what we have seen in several other countries in the aftermath of major terrorist attacks.

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18. Druids and nature

What was the relationship between the Druids and nature? The excerpt below from Druids: A Very Short Introduction looks at seasonal cycles, the winter solstice, and how the Druids charted the movement of the sun, moon, and stars:

How far back in time European communities began to recognize and chart the movements of the sun, moon, and stars it is impossible to say, but for the mobile hunting bands of the Palaeolithic period, following large herds through the forests of Europe and returning to base camps when the hunt was over, the ability to navigate using the stars would have been vital to existence. Similarly, indicators of the changing seasons would have signalled the time to begin specific tasks in the annual cycle of activity. For communities living by the sea, the tides provided a finer rhythm while tidal amplitude could be related to lunar cycles, offering a precise system for estimating the passage of time. The evening disappearance of the sun below the horizon must have been a source of wonder and speculation. Living close to nature, with one’s very existence depending upon seasonal cycles of rebirth and death, inevitably focused the mind on the celestial bodies as indicators of the driving force of time. Once the inevitability of the seasonal cycles was fully recognized, it would have been a short step to believing that the movements of the sun and the moon had a controlling power over the natural world.

The spread of food-producing regimes into western Europe in the middle of the 6th millennium led to a more sedentary lifestyle and brought communities closer to the seasonal cycle, which governed the planting of crops and the management of flocks and herds. A proper adherence to the rhythm of time, and the propitiation of the deities who governed it, ensured fertility and productivity.

The sophistication of these early Neolithic communities in measuring time is vividly demonstrated by the alignments of the megalithic tombs and other monuments built in the 4th and 3rd millennia. The great passage tomb of New Grange in the Boyne Valley in Ireland was carefully aligned so that at dawn on the day of the midwinter solstice the rays of the rising sun would shine through a slot in the roof and along the passage to light up a triple spiral carved on an orthostat set at the back of the central chamber. The contemporary passage grave at Maes Howe on Orkney was equally carefully placed so that the light of the setting sun on the midwinter solstice would flow down the side of the passage before filling the central chamber at the end. The passage grave of Knowth, in the same group as New Grange, offers further refinements.

Stonehenge, by .aditya. CC-BY-NC-SA-2.0 via Flickr.
Stonehenge, by .aditya. CC-BY-NC-SA-2.0 via Flickr.

Here there are two separate passages exactly aligned east to west: the west-facing passage captures the setting sun on the spring and autumn equinoxes (21 March and 21 September), while the east-facing passage is lit up by the rising sun on the same days. The nearby passage grave of Dowth appears to respect other solar alignments and, although it has not been properly tested, there is a strong possibility that the west-south-west orientation of its main passage was designed to capture the setting sun on the winter cross-quarter days (November and February) half way between the equinox and the solstice.

Other monuments, most notably stone circles, have also been claimed to have been laid out in relation to significant celestial events. The most famous is Stonehenge, the alignment of which was deliberately set to respect the midsummer sunrise and the midwinter sunset.

From the evidence before us there can be little doubt that by about 3000 BC the communities of Atlantic Europe had developed a deep understanding of the solar and lunar calendars – an understanding that could only have come from close observation and careful recording over periods of years. That understanding was monumentalized in the architectural arrangement of certain of the megalithic tombs and stone circles. What was the motivation for this we can only guess – to pay homage to the gods who controlled the heavens?; to gain from the power released on these special days?; to be able to chart the passing of the year? – these are all distinct possibilities. But perhaps there was another motive. By building these precisely planned structures, the communities were demonstrating their knowledge of, and their ability to ‘contain’, the phenomenon: they were entering into an agreement with the deities – a partnership – which guaranteed a level of order in the chaos and uncertainty of the natural world.

The people who made the observations and recorded them, and later coerced the community into the coordinated activity that created the remarkable array of monumental structures, were individuals of rare ability – the keepers of knowledge and the mediators between common humanity and the gods. They were essential to the wellbeing of society, and we can only suppose that society revered them.

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19. Ebola: the epidemic’s next phase

Although the number of Ebola cases and deaths has jumped dramatically in the short time since we wrote our December Briefing on the epidemic, there are signs of hope. Ebola is slowing down in areas where there was previously high transmission, in Liberia and in Eastern Sierra Leone for example. The lesson from past Ebola epidemics is that learning and local adaptation has played a central role in controlling previous outbreaks; now in West Africa the curve of the epidemic seems to be turning as people alter their behaviour. The apparent avoidance of continued exponential growth is a relief but it is no cause for complacency.

Freetown and the North of Sierra Leone are still suffering heavily. There is likely to be ongoing transmission for some time with sporadic clusters of cases as the epidemic moves into its next phase. The message, that local people should be involved and that their perspectives and knowledge are both valid and valuable, is still essential. Now is the time to find a balance between medical interventions, emergency thinking, and more humane and localised approaches based on collaboration.

As and when the epidemic ends, there should also be no complacency about the structural violence which produced this crisis. Structural violence refers to the way institutions and practices inflict avoidable harm by impairing basic human needs. The long term view — which locates this epidemic in the context of economic, social, technical, discursive and political exclusions and injustices — needs to be at the forefront of recovery and ‘development’ post-Ebola. The stark evidence of violence, in the form of distrust, the collapse of already dysfunctional health services, the catastrophic costs of Ebola on families and countries, the unpaid salaries of nurses and burial teams, the lack of protection – whether in the form of plastic gloves or welfare nets in times of crisis – must not fade with a return to business as usual. The Ebola crisis should be a game-changer for development.

In pointing to structural violence, we aren’t talking of a single social institution, but of overlapping institutions and practices that have produced interlocking inequalities, unsustainabilities, and insecurities. Aid and development have failed to address these conditions. Sierra Leone and Liberia attract considerable foreign direct investment and record some of the world’s highest growth figures yet most of their populations live in continued or worsening poverty. The emerging field of global health emphasizes networks and shared vulnerabilities, but in practice — through disjointed programmes and a tendency towards ‘quick wins’ — has neglected dire inequalities, which mean a virus like Ebola can tear a country up due to an absence of the most fundamental public health and state capacities. These structural and related socio-cultural conditions are not quickly or easily addressed, but Ebola has highlighted how vast disparities, internationally and within countries, are not sustainable. A greater focus on inclusive institutions and economies, and on conceiving of health as a global public good, is needed in order to build trust and resilience. Achieving that will involve asking difficult questions about aid and development as practiced in this region.

Both the crisis response and efforts to address its structural underpinnings are strengthened by recognition of the complex and historically-embedded logics and relationships which shape people’s lives. The Ebola Response Anthropology Platform has been set up to network anthropologists and other social scientists across the world with fieldworkers and communities, and to provide an interface with those planning and implementing the Ebola response so that such perspectives can be integrated into the response. Complementary initiatives, like one supported by the American Anthropological Association, mean that there is now a groundswell of debate and commentary on these critical dimensions. Much of this is building on research conducted over decades of post-colonial development and post-conflict reconstruction that, with the benefit of hindsight, is revealing of the fault-lines of the Ebola epidemic. As ‘the response’ transitions into another phase of reconstruction it is critical that these lessons, and the complexities they reveal, are fully appreciated to prevent further disasters for this region.

Headline image credit: Conakry, Guinea, 2011. Photo by CDC Global. CC BY 2.0 via Flickr.

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20. Meeting and mating with our ancient cousins

Two of the biggest scientific breakthroughs in paleoanthropology occurred in 2010. Not only had we determined a draft genome of an extinct Neandertal from bones that lay in the Earth for tens of thousands of years, but the genome from another heretofore unknown ancient human relative, dubbed the Denisovans, was also announced.

A one-hundred-year-old conundrum was finally answered: did we mate with Neandertals? It was now undeniable that modern humans, with all our modern features – our rounded craniums, prominent chins, gracile faces tucked beneath an enlarged forehead, and long, slender skeletons – had met and mated with both of these extinct ancient human-like beings. After comparison with the human genome, 2-4% of the genomes of all peoples outside Africa had been directly inherited from Neandertal ancestors. And, DNA from the Denisovans (named after the cave in southern Siberia where their bones were discovered) makes up 3% to 6% of the genomes of many peoples living in South East Asia (Philippines, Melanesians, Australian Aborigines).

We now believe that it is in the Levant, regions just east of the Mediterranean, where humans met and mated with Neandertals. Remains of Neandertals are well known from this region. When modern humans ventured out of Africa into the Levant approximately 50,000 years ago, they mated with Neandertals. When they later spread into South East Asia they mated with Denisovans, although mating probably occurred in other regions of Asia as well. We now have evidence suggesting the ancient Denisovans occupied a very large geographic distribution extending from Southern Siberia all the way to the South East Asian tropics. It is tantalizing that, other than their distinctive genomes and their somewhat robust-looking molars, we know close to nothing about what they looked like.

Neanderthal skull discovered in Gibraltar in 1848. Image credit: Creative Commons via AquilaGib.
Neanderthal skull discovered in Gibraltar in 1848. Photo by AquilaGib. CC BY-SA 3.0 via Wikimedia Commons.

With these discoveries, the notion that modern humans would hardly have interbred with such dim-witted, brutish, and bent-kneed Neandertals – a reputation that had long dogged Neandertals since French Paleontologist Marcellin Boule studied them – was now clearly out of the question. Indeed, more recent research into the skeleton and the cultural artifacts of Neandertals has demonstrated their sophisticated material cultures (stone tools, body ornament, and symbolic culture) and that their skeletons, rather than being “primitive,” were adapted for the cold and for rugged daily physical activities. Furthermore, the almost paradigmatically-held view of a strict replacement of ancient peoples in Eurasia by colonizing modern humans is now laid to rest. This view, popularized in the 1980s and 1990s, rested on comparisons between the minute mitochondrial genomes (much less than 1% of our full genomes) of humans and Neandertals. Full genomes, as you can see, tell us a fuller and more fascinating story.

These breakthroughs open a window of fresh air into the field of anthropology after decades of speculation. They are simultaneous with advancements in detecting the genetic bases of common chronic human diseases like hypertension, obesity, and diabetes. Yet even these diseases have been shaped by our evolutionary past. Genomes tell us that our species has undergone contractions in population size during the evolutionary past, which reduced the effectiveness of natural evolutionary constraints, and allowed damaging mutations to slip through the cracks to take root in our genome. This is a new view of disease informed by evolution as well as genomes.

We are also making base-by-base comparisons of our genome with those of chimpanzees, gorillas, orangutans, as well as genomes of other primates, allowing us to start to look for the genomic bases of our unique features – our large and complex brains, our complex cognition, and our use of spoken language. At the same time, we are learning the degree to which there is a genetic continuum between us and our primate relatives. Darwin presciently wrote in The Descent of Man and Selection in Relation to Sex that “the difference in mind between man and the higher animals, great as it is, certainly is one of degree and not of kind.” Today, we are realizing Darwin’s dream.

We are also uncovering details about how different human populations adapted to hot and cold climates, high altitudes, different diets, and to the various pathogens modern humans encountered as we colonized different regions of the world. A large project is already well-underway to collect thousands of genomes of modern peoples from different regions of the world. Comparing these genomes allows the search for ancient footprints left by positive selection (the type of natural selection that shapes our adaptations). Surprisingly, the different pathogens we encountered as we left Africa and spread into different environments appears to have made some of the largest footprints on our genome.

The genomic highway has an unchecked speed limit; we are experiencing a unique problem where data is pouring in faster than it can be fully analyzed. Each new issue of our scientific journals is ripe with new, exciting discoveries unlocking intriguing secrets of our ancestry.

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21. An excerpt from Lee Siegel’s Trance Migrations

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From Trance Migrations: Stories of India, Tales of Hypnosis by Lee Siegel

The Child’s Story
And now, if you dare, LOOK into the hypnotic eye! You cannot look away! You cannot look away! You cannot look away!

THE GREAT DESMOND IN THE HYPNOTIC EYE (1960)

I was eight years old when my mother was hypnotized by a sinister Hindu yogi. Yes, she was entranced by him, entirely under his control, and made do things she would never have done in her normal waking state. My father wasn’t there to protect her and there was nothing I, a mere child, could do about it. I vividly remember his turban and flowing robes, his strange voice, gliding gait, and those eerie eyes that widened to capture her mind. I heard his suggestive whispers—“Sleep Memsaab, sleep”—and saw his hand moving over her face in circular hypnotic passes. “Sleep, Memsaab.”

It’s true. I heard it with my own ears and saw it with my own eyes as I watched “The Unknown Terror,” an episode of the series Ramar of the Jungle, on television one evening in 1953. Playing the part of a teak plantation owner in India, my mother, the actress Noreen Nash, was vulnerable to the suggestions of the Hindu hypnotist they called Catrack. “ When the dawn comes,” he instructed her, “ You will take the rifle and go to the camp of the white Ramar. You will aim at his heart and fire.”

I watched as my mother, wearing a pith helmet, bush jacket, and jodhpur pants, rose from her cot, loaded her rifle, and then trudged in a somnambulistic trance, wooden and emotionless, through the jungle to Ramar’s tent. Since my mother, as far as I knew her at home, had no experience with firearms, I was not surprised that she missed her target. She dropped the rifle and disappeared back into the jungle.

Later on in the show, once again hypnotically entranced, she was led by Catrack to the edge of a cliff where the yogi declared, “ We are in great danger, Memsaab. The only way to escape is to jump off this cliff.” Just as my mother was about to leap to her death, Ramar arrived on the scene and fired his rifle into the air. The loud bang of the gunshot awakened her in the nick of time and caused Catrack to flee. Thanks to Ramar, my mother survived her adventures in India.

The seeds of my curiosity about hypnotism and an indelible association of it with an exotic, at once alluring and foreboding, India were sown in front of a television. At about the same time I saw my mother hypnotized and made to do terrible things by a yogi, I watched another nefarious Hindu hypnotist, Swami Talpar, played by Boris Karloff in Abbott and Costello Meet the Killer, try to take control of the feeble mind of Lou Costello. Both India and hypnosis were dangerous.

But then another old movie, Chandu the Magician, assured me that just as Indian hypnotism could be used for evil, so too it was a power that could be employed to overcome wickedness and serve the good of mankind. The film opened somewhere in India at night with a full moon casting eerie shadows on an ancient heathen temple as the American adventurer Frank Chandler bowed down before a dark-skinned, long-bearded Hindu priest in a white dhoti and matching turban. The Hindu swami addressed his acolyte in a deep echoic voice:

“In the years that thou hast dwelt among us, thou hast conquered the Atma of the spirit and, as one of the sacred company of the Yogi, thou hast been given the name Chandu. Thou hast attained thy reward by being endowed with the ancient Oriental magical power that the doctors of thy race call hypnotism. Thou shalt look into the eyes of men and they shall be as straw in thy hand. Thou shalt cause them to see what is not there even unto a gathering of twelve by twelve. To few, indeed, of thy race have the secrets of the Yogi been revealed. The world needs thee now. Go forth in strength and conquer the evil that threatens mankind.”

That India was the home of hypnotism was further confirmed by listening to my mother read Kipling to me at bedtime. We had moved on from The Jungle Book, read to me when I was about the same age as Mowgli, to Kim. And I imagined the hero of that story and I were the same age, as well. “Kim flung himself wholeheartedly upon the next turn of the wheel,” my mother began. “He would be a Sahib again for a while. . . .” and soon I’d yawn, blink, blink, and yawn again, feel the heaviness of my eyelids, heavier and heavier, more and more relaxed. I’d roll over, eyes closing, and soon be able to imagine that her voice might be Kim’s: “I think that Lurgan Sahib wishes to make me afraid,” she’d say he said. “And I am sure that that devil’s brat below the table wishes to see me afraid. This place is like a Wonder House.”

I’d picture the interior of Lurgan’s shop as vividly as if I were there and could see what Kim saw, focusing my attention on each of the objects, suggested one by one: “Turquoise and raw amber necklaces. Curiously packed incense-sticks in jars crusted over with raw garnets, devil-masks and a wall full of peacock-blue draperies . . . gilt figures of Buddha . . . tarnished silver belts . . . arms of all sorts and kinds . . . and a thousand other oddments.”

When, as commanded, Kim pitched the porous clay water jug that was on the table there to Lurgan, I saw it “falling short and crashing into bits and pieces.”

My mother reached over and lightly placed her hand on the back of my neck as Lurgan, in his attempt to hypnotize Kim, “laid one hand gently on the nape of his neck, stroked it twice or thrice, and whispered: ‘Look! It shall come to life again, piece by piece. First the big piece shall join itself to two others on the right and the left. Look!’ To save his life, Kim could not have turned his head. The light touch held him as in a vice, and his blood tingled pleasantly through him. There was one large piece of the jar where there had been three, and above them the shadowy outline of the entire vessel.”

“Look! It is coming into shape,” my mother whispered and “Look! It is coming into shape,” echoed Lurgan Sahib. Yes, it was coming into shape, all the shards of clay magically reforming the previously unbroken jug. I could see it. The words my mother read aloud to me were as hypnotic as the words uttered by Lurgan.

My childhood fascination with hypnosis was sustained by a school assignment to read Edgar Allan Poe’s stories, several of them—“The Facts in the Case of Mr. Valdemar,” “Mesmeric Revelation,” and “A Tale of the Ragged Mountains”—being about mesmerism, and the final story reaffirming an association of hypnosis with India. The main character goes into a trance in Virginia in which he has a vivid vision of Benares, a city to which he has never been, indicating that he had lived in India in a previous lifetime.

“Not only are Poe’s stories about hypnosis,” I grandly proclaimed in a book report I wrote in the seventh grade, “They are also written in a language that is very hypnotic, especially if they are read out loud.” Little did I suspect that that homework assignment would be prolusory to a book written more than half a century later.

When subsequently in the eighth grade I was required to prepare a project for the school science fair, I was determined to do mine on hypnosis as the only science, other than reproductive biology, in which I had much interest. The science teacher warned that it was a dangerous subject: “Hypnotism is widely used in schools in the Soviet Union to brainwash children so that they believe that Communism is good and that they must do whatever their dictator, Nikita Khrushchev, commands.”

Despite its abuse behind the Iron Curtain, I was determined to learn as much as I could about hypnosis. And so I ordered a book, Home Study Way to Hypnotic Practice, that I had seen advertised in a copy of Twitter magazine, a naughty-for-the-times pulp publication that I had discovered hidden in my uncle’s garage.

The ad promised that a mastery of hypnotism would enable me to control the minds of others, particularly the minds, and indeed the hearts, if not some other parts, of girls: “‘Look here’—Snap! Instantly her eyes close. She seems to be asleep but she isn’t. She’s in a hypnotic trance. A trance you put her into by saying secret words and snapping your fingers. Now she’s ready—ready and waiting to do as you command. She’ll follow your orders without question or hesitation. You’ll have her believing anything you suggest and doing whatever you want her to do. You’ ll be in control of her emotions: love, hate, laughter, tears, happy, sad. She’ ll be as putty in your hands.”

The winsome smiling girl with closed eyes in the advertisement reminded me of a classmate named Vickie Goldman, whose burgeoning breasts were often on my mind. I was naturally intrigued by the idea that by means of hypnotism those breasts might become as putty in my hands.

It was disappointing to discover in reading that book that a mastery of hypnotic techniques was much more complicated and tedious to learn than the ad for it had promised, and even more disheartening to learn that, in order to be hypnotized, Vickie would have to trust me and want to be hypnotized by me.

Another ad, in another copy of Twitter snatched from my uncle’s collection of girlie magazines, however, suggested that, by means of various apparatuses, I would be able to take control of her mind without her consent. All I’d have to do is say, “Look at this,” or “Listen to this.”

So, for the sake of having both a science project and as much control over Vickie Goldman’s emotions and behavior as Catrack had had over my mother’s, even as much power over her as Khrushchev had over children in the Soviet Union, I ordered the products advertised by the Hypnotic Aids and Supply Company: the Electronic Hypnotism Machine, the Electronic Metronome, the folding, pocket-sized Mechanical Hypnotist, and the 78-rpm Hypnotic Record. Because I was spending more than ten dollars on these devices, I also received the Amazing Hypno-Coin at no extra charge. My mother was willing to pay for these devices since I needed them for my science project.

I also purchased the book Oriental Hypnotism, “written in Calcutta India with the cooperation of Sadhu Satish Kumar,” because the yogi pictured in the ad reminded me of the one who had hypnotized my mother in Ramar of the Jungle. The text revealed that, by means of hypnosis, “the power of Maya,” Hindu yogis are able to “charm serpents, control women, and win the favor of men. Self-hypnosis gives the Hindus their amazing ability to lie down on beds of nails. And it is by means of mass hypnosis that their magicians have for thousands of years performed the legendary Indian Rope Trick.” I was familiar with the rope trick from seeing Chandu use his hypnotic power to cause “a gathering of twelve by twelve” to imagine they were seeing it performed.

My science project exhibit, HYPNOTISM EAST AND WEST IN THE PAST, PRESENT AND FUTURE BY LEE SIEGEL, GRADE 8, featured a poster board mounted over a table upon which waved my Hypnotic Metronome and spun both the Hypnotic Spiral Disc of my Electronic Hypnotism Machine and side one of my Hypnotic Record. Over the eerie drone of Oriental music there was a monotonously rhythmic deep voice: “As you listen to these words your muscles will begin to relax, to become more and more relaxed, yes, very relaxed, and your eyelids will become heavy, yes, heavier and heavier, very, very heavy, very relaxed. Deeper and deeper, relaxed.” The words “relaxed,” “heavy,” and “deeper” were repeated over and over and then there was counting backward, then imagining going down, “deeper and deeper,” in an elevator, more counting backward, and finally, at the end of the record, right after “three, two, one,” came the crucial the hypnotic suggestion: “The next voice you hear will have complete control over your mind.”

That’s when I would to take over. That’s when, if the principal of our school, the judge of the projects in the fair, listened to the record, I’d command: “ You will award Lee Siegel the first-place blue ribbon for his science project.” And if Vickie would look and listen, that’s when my interest in hypnosis would really pay off: “ You will go behind the handball courts with Lee Siegel and there you will ask him to fondle your breasts.”

To intensify the hypnotic mystique of my project, I placed a warning sign by the Electronic Hypnotism Machine: Stare at the Spinning Disc at Your Own Risk. Lee Siegel will not be held responsible for any actions resulting from a loss of mental control.

Along with all of my puchases from the Hypnotic Aids Supply Company, I placed the Westclox pocket watch on a chain that my uncle had given me for my bar mitzvah.

I livened up the poster board with a photo labeled EAST: Sadhu Satish Kumar, Hindu Yogi Hypnotist, cut from Oriental Hypnotism side by side with a picture labeled WEST: Dr. Franz Mesmer, Father of Animal Magnetism, that I had clipped from the World Book Encyclopedia.

There was also a timeline beginning in 3000 bc (as estimated by Sadhu Satish Kumar) with “Indian Fakirs and Yogis” and ending “Sometime in the Future” with “Lee Siegel who has learned so much for this science fair project that he plans to become a professional hypnotist. After graduating from high school and college he will go both to India to study hypnotism with yogis and to Oxford University to study it with science professors.”

In between the ancient Hindu hypnotists and my future self were luminaries in the history of hypnosis as enumerated in the World Book Encyclopedia: Franz Mesmer (1734–1815), the Marquis de Puységur (1751– 1825), Abbé Faria (1756–1819), John Elliotson (1791–1868), James Braid (1795–1860), James Esdaile (1808–1859), Ivan Pavlov (1849–1936), and Sigmund Freud (1856–1936). In order to make the list more acknowledging of India’s contributions to hypnosis I added Swami Catrack (1919–1953), Frank Chandler, a.k.a. Chandu (1932–), and Sadhu Satish Kumar (1928–). I also included The Amazing Kreskin (1935–) and William Kroger (1906–—), because, other than Catrack, Swami Talpar, Chandu, Lurgan, Satish Kumar, Nikita Khrushchev, and Sigmund Freud, they were the only hypnotists I had ever heard of. I knew that Sigmund Freud was a psychiatrist who thought that little boys were in love with their mother and that little girls wished they had a penis. I included Kroger, a gynecologist, avid proponent of medical hypnotherapeutics, and a friend my parents who occasionally visited our home, in the hope that he might, once I had shown him my science project, write a note on the official stationery of the International Society for Clinical and Experimental Hypnosis of which he was president, something to be framed and included in my display, something like “Lee Siegel’s science project deserves a blue ribbon and should be sent on to the national competition, which it will certainly win.”

All he wrote, however, was: “ Young Siegel has done a good job in presenting a subject that deserves wider recognition and acceptance.”

Not having been awarded the first-place blue ribbon—or a ribbon of any other color, for that matter—for my science project, nor having been able to successfully use my hypnotic aids to turn Vickie—or any other girl—into putty in my hands, ready to follow my orders without question, my interest in hypnotism waned.

I don’t think I thought about hypnosis very much until a couple of years later when, in 1960, I happened see a horror film, The Hypnotic Eye, the movie, according to publicity posters, “that introduces HypnoMagic, the thrill you SEE and FEEL! It’s the amazing new audience sensation that makes YOU part of the show!” There were warnings that HypnoMagic could cause viewers of the film to actually become hypnotized: “Watch at your own risk!”

The movie was about a mysterious series of gruesome acts of self-mutilation by beautiful women, none of whom were able to remember why or how they had disfigured themselves, and all of whom, a detective, the hero of the film, discovered, just happened to have gone to a theater to see the stage hypnosis show of The Great Desmond. That each of them had been hypnotized during one of his performances caused the detective to suspect that the hypnotist might have been involved in the crimes. Consulting a criminal psychologist, he learned that, “ Yes, posthypnotic suggestion could indeed cause a woman to do things she would not otherwise consider doing.”

At one point in the film, during a performance of his stage show, the despotic Desmond held up something meant to resemble an eyeball flashing with light—the titular Hypnotic Eye! After daring his audience to stare into it, he turned to the camera and dared us, the audience in the movie theater, to do the same. The camera moved in closer and closer on the pulsating orb as, “deeper and deeper” was repeated again and again until soon, as commanded by the diabolical hypnotist, the members of his audience were lifting their arms and then lowering them. And then Desmond stared straight at us again and commanded us to do the same, and soon, together with the audience in the movie, we, the audience of the movie, were lifting our arms, then lowering them, again and again, until Desmond finally ordered us to stop and then, after counting from one to three, he snapped, “ Wake up!”

Although I don’t think I was actually hypnotized by the Great Desmond and don’t know how many members of the movie audience were, I felt compelled to go along with the show, to act as if I was in a trance, and do as I was told. That, I would suggest, is in and of itself a kind of hypnosis. Hypnosis, like listening intently to a story, is playing along with words.

At the very end of the movie, after the crimes had been solved and the evil hypnotist apprehended, the criminal psychologist addressed the viewers of the movie: “Hypnotism can be a valuable tool, helping humanity in many ways. But, just as it can be used to do good, so too, in the hands of unscrupulous practitioners, it can be used to perpetrate evil. We must be wary to maintain our safety because they can catch us anywhere, and at anytime.” He paused as the camera moved in for a close-up: “ Yes, even during a motion picture in a movie theater.” He winked, then smiled, and the screen faded to black.

I didn’t think much about the film until recently, when I began writing about hypnosis. I confess, although I should probably be ashamed to admit it, that this text has been stylistically inspired by the B movie gimmick. In the spirit of The Hypnotic Eye, the tales in this book that are meant to be read aloud to a cooperative listener are written with HypnoMagic, the thrill you SEE and FEEL! It’s the amazing literary sensation that makes the listener part of the story! But beware! HypnoMagic could cause listeners to actually become hypnotized and actually imagine that they are participants in the tales they hear.

Read more about Trance Migrations here.

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22. Earthquake at the lightning huaca of San Catequilla de Pichincha

On 12 August 2014 at precisely 2:58 a.m., a 5.1 earthquake struck, centered at the hilltop lightning huaca San Catequilla de Pichincha. Since this initial earthquake, there have been 57 aftershocks, all centered at or close to this hill. Cerro Catequilla is situated where the Río Monjas empties into the Río Guayllabamba, approximately 15 kilometers north of Quito in the Pomasqui Valley directly east of the town of San Antonio. This is the only known Inca huaca located directly under the equator at 0°0’02″ S by 78°25’43″ W at 2,683 meters above sea level, making this the paradigmatic place of the astral positioning. The southern terminus of the summit is situated directly on the Mitad del Mundo at the equator, 0º0’00” S, beside a series of natural springs. The mountains surrounding Cerro Cetquilla range from 3,000 to 4,000 meters above sea level and the Cerro Pululagua volcano is located due west.

John E. Staller - Circular Platform
Northwest circular platform. The small circular platform is still visible on the summit of San Catequilla, as it appeared in July 2008. Photo by John E. Staller.

Volcanoes have symbolic associations to lightning and the importance of this valley is evidenced by the two branches of the Inca road, or Camino Real, one to the east and the other to the west side of the hill. Numerous Inca sites are in the surrounding landscape, including Pucara de Rumicucho, an Inca fortress and administrative center. The lightning huaca is made up of two superimposed earthen platforms; a buried rectangular platform measuring about 100 meters N/S and about 80 meters E/W, below a large circular earthen platform measuring 60 meters in diameter. The locations of these superimposed platforms on the southwestern slopes of Cerro Catequilla are the only places on the 200-meter long hilltop where the equator is directly overhead. This is one of three Inca huacas with Catequilla toponyms between the equator and 3° N. Catequilla de Pichincha was the most highly venerated because of its location under the equator.

In 1609, the chronicler Garcilaso de la Vega stated that the pillars and columns on many platforms around Quito and to the north in Cayambe and Ibarra were “broken to pieces” by the Conquistador Sebastián de Benalcázar, who tore them all down because the Andeans worshiped them idolatrously. There is very little information in the Spanish chronicles or from the Audiencia de Quito on how temporal cycles were recorded in and around Quito during the Contact Period. Most scholars have found astronomical calculation regarding the solar calendar was achieved through shadow casting. The most highly venerated gnome was Catequilla de Pichincha, primarily because when the sun was overhead during certain parts of the annual cycle there was increasingly diminished shadow around the pillar or gnome at this lightning huaca.

John E. Staller - Cerro Catequilla
Cerro Catequilla, Pichincha Province, Ecuador, looking east from the town of San Antonio. Archaeological evidence of earlier occupation pertaining to Panzaleo culture at the base of the hill and the earthen architecture at the huaca on the summit suggests it was venerated before Inca expansion into this region. Cerro Catequilla stands at 2638 masl at the southern terminus of the summit directly under the Mitad del Mundo, or the equator. Indigenous informants mentioned that only maize may be cultivated on the summit and every year around the December solstice, rituals are still carried out and offerings are made to thehuaca. Photo courtesy of Cristóbal Cobo.

The Inca constructed over a hundred ceremonial platforms and shrines (villcas), some on mountain passes (apachitas), others on the summits of the highest mountains in their empire, between 1438 and the Spanish Conquest in 1532. Lightning was the major theophany of weather in Inca religion, known as Ilapa, now Illapa, the Hispanic spelling. Huacas with “Catequil” or “Catequilla” toponyms were associated with the spread of Catequil, a religious cult to lightning throughout their empire. Lightning veneration extended from Quito to Cuzco during the early Colonial Period. The principal huaca associated with lightning, was another hilltop huaca in northern highland Peru, Catequil de Huamacucho, a huaca said to make other huacas “speak,” and therefore believed to have the ability to predict earthquakes. Spirits associated with lightning are malevolent, have ancient origins in Andean cosmology and religion, and are symbolically depicted in various cultural traditions.

Many lightning huacas around the equator and regions to the north have circular stone enclosures or platforms which local Andean informants have said to me are places where lightning struck and are therefore sanctified. Such features have also been identified archaeologically in and around the nearby Inca fortress at Pucara de Rumicucho. Circular stone enclosures or platform features generally measure between three to four meters in diameter and are dispersed throughout this region. However, these were not destroyed by the Spanish conquistadores because they were not venerated in an “idolatrous” manner. Some are located in indigenous towns in the surrounding valley and those in the nearby towns are clearly visible from the summit of Cerro Catequilla. My preliminary research at this site indicates that such features also had astronomical function in association with sight lines to the surrounding horizon, solar cycles, and constellations in the night sky. In the Andes, thunder and lightning have symbolic associations with rain, hail, earthquakes, and the metallurgical arts, particularly gold and silver, agricultural fertility, and fire and damaging hail storms.

Featured image: Andean landscape, north of Quito. This photo is looking north across Cerro Catequilla and was taken from the lightning huaca at 0°.00 latitude. This valley has historically been of critical importance to cultivation, transport, and the movement people and food crops into northern Ecuador and Colombia. Photo by John E. Staller.

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23. What constitutes a “real” refugee?

Refugee identity is often shrouded in suspicion, speculation and rumour. Of course everyone wants to protect “real” refugees, but it often seems – upon reading the papers – that the real challenge is to find them among the interlopers: the “bogus asylum seekers”, the “queue jumpers”, the “illegals”.

Yet these distinctions and definitions shatter the moment we subject them to critical scrutiny. In Syria, no one would deny a terrible refugee crisis is unfolding. Western journalists report from camps in Jordan and Turkey documenting human misery and occasionally commenting on political manoeuvring, but never doubting the refugees’ veracity.

But once these same Syrians leave the overcrowded camps to cross the Mediterranean, a spell transforms these objects of pity into objects of fear. They are no longer “refugees”, but “illegal migrants” and “terrorists”. However data on migrants rescued in the Mediterranean show that up to 80% of those intercepted by the Italian Navy are in fact deserving of asylum, not detention.

Other myths perpetuate suspicion and xenophobia. Every year in the UK, refugee charity and advocacy groups spend precious resources trying to counter tabloid images of a Britain “swamped” by itinerant swan-eaters and Islamic extremists. The truth – that Britain is home to just 1% of refugees while 86% are hosted in developing countries, including some of the poorest on earth, and that one-third of refugees in the UK hold University degrees – is simply less convenient for politicians pushing an anti-migration agenda.

We are increasingly skilled in crafting complacent fictions intended not so much to demonise refugees as exculpate our own consciences. In Australia, for instance, ever-more restrictive asylum policies – which have seen all those arriving by boat transferred off-shore and, even when granted refugee status, refused the right to settle in Australia – have been presented by supporters as merely intended to prevent the nefarious practice of “queue-jumping”. In this universe, the border patrols become the guardians ensuring “fair” asylum hearings, while asylum-seekers are condemned for cheating the system.

That the system itself now contravenes international law is forgotten. Meanwhile, the Sri Lankan asylum-seeking mothers recently placed on suicide watch – threatening to kill themselves in the hope that their orphaned, Australian-born children might then be saved from detention – are judged guilty of “moral blackmail”.

Opening ceremony of new PNC headquarters in Goma (7134901933).jpg
Population fleeing their villages due to fighting between FARDC and rebels groups, Sake North Kivu the 30th of April 2012. © MONUSCO/Sylvain Liechti (from Opening ceremony of new PNC headquarters in Goma). Licensed under CC BY-SA 2.0 via Wikimedia Commons.

Such stories foster complacency by encouraging an extraordinary degree of confidence in our ability to sort the deserving from the undeserving. The public remain convinced that “real” refugees wait in camps far beyond Europe’s borders, and that they do not take their fate into their own hands but wait to be rescued. But this “truth” too is hypocritical. It conveniently obscures the fact that the West will not resettle one-tenth of the refugees who have been identified by the United Nations High Commission for Refugees as in need of resettlement.

In fact, only one refugee in a hundred will ever be resettled from a camp to a third country in the West. In January 2014 the UK Government announced it would offer 500 additional refugee resettlement places for the “most vulnerable” refugees as a humanitarian gesture: but it’s better understood as political rationing.

Research shows us that undue self-congratulation when it comes to “helping” refugees is no new habit. Politicians are fond of remarking that Britain has a “long and proud” tradition of welcoming refugees, and NGOs and charities reiterate the same claim in the hope of grounding asylum in British cultural values.

But while the Huguenots found sanctuary in the seventeenth century, and Russia’s dissidents sought exile in the nineteenth, closer examination exposes the extent to which asylees’ ‘warm welcome’ has long rested upon the convictions of the few prepared to defy the popular prejudices of the many.

Poor migrants fleeing oppression have always been more feared than applauded in the UK. In 1905, the British Brothers’ League agitated for legislation to restrict (primarily Jewish) immigration from Eastern Europe because of populist fears that Britain was becoming ‘the dumping ground for the scum of Europe’. Similarly, the bravery of individual campaigners who fought to secure German Jews’ visas in the 1930s must be measured against the groundswell of public anti-semitism that resisted mass refugee admissions.

Opening ceremony of new PNC headquarters in Goma (6988913212).jpg
Population fleeing their villages due to fighting between FARDC and rebels groups, Sake North Kivu the 30th of April 2012. © MONUSCO/Sylvain Liechti (from Opening ceremony of new PNC headquarters in Goma). Licensed under CC BY-SA 2.0 via Wikimedia Commons.

British MPs in 1938 were insistent that ‘it is impossible for us to absorb any large number of refugees here’, and as late as August 1938 the Daily Mail warned against large number of German Jews ‘flooding’ the country. In the US, polls showed that 94% of Americans disapproved of Kristallnacht, 77% thought immigration quotas should not be raised to allow additional Jewish migration from Germany.

All this suggests that Western commitment after 1951 to uphold a new Refugee Convention should not be read as a marker of some innate Western generosity of spirit. Even in 1947, Britain was forcibly returning Soviet POWs to Stalin’s Russia. Many committed suicide en route rather than face the Gulags or execution. When in 1972, Idi Amin expelled Ugandan’s Asians – many of whom were British citizens – the UK government tried desperately to persuade other Commonwealth countries to admit the refugees, before begrudgingly agreeing to act as a refuge of “last resort”. If forty years on the 40,000 Ugandan Asians who settled in the UK are often pointed to as a model refugee success story, this is not because but in spite of the welcome they received.

Many refugee advocates and NGOs are nevertheless wary of picking apart the public belief that a “generous welcome” exists for “real” refugees. The public, after all, are much more likely to be flattered than chastised into donating much needed funds to care for those left destitute – sometime by the deliberate workings of the asylum system itself. But it is important to recognise the more complex and less complacent truths that researchers’ work reveals.

For if we scratch the surface of our asylum policies beneath a shiny humanitarian veneer lies the most cynical kind of politics. Myth making sustains false dichotomies between deserving “refugees” there and undeserving “illegal migrants” here – and conveniently lets us forget that both are fleeing the same wars in the same leaking boats.

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24. Malcolm Gladwell profiles On the Run

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From a profile of On the Run by Malcolm Gladwell in this week’s New Yorker:

It was simply a fact of American life. He saw the pattern being repeated in New York City during the nineteen-seventies, as the city’s demographics changed. The Lupollos’ gambling operations in Harlem had been taken over by African-Americans. In Brooklyn, the family had been forced to enter into a franchise arrangement with blacks and Puerto Ricans, limiting themselves to providing capital and arranging for police protection. “Things here in Brooklyn aren’t good for us now,” Uncle Phil told Ianni. “We’re moving out, and they’re moving in. I guess it’s their turn now.” In the early seventies, Ianni recruited eight black and Puerto Rican ex-cons—all of whom had gone to prison for organized-crime activities—to be his field assistants, and they came back with a picture of organized crime in Harlem that looked a lot like what had been going on in Little Italy seventy years earlier, only with drugs, rather than bootleg alcohol, as the currency of innovation. The newcomers, he predicted, would climb the ladder to respectability just as their predecessors had done. “It was toward the end of the Lupollo study that I became convinced that organized crime was a functional part of the American social system and should be viewed as one end of a continuum of business enterprises with legitimate business at the other end,” Ianni wrote. Fast-forward two generations and, with any luck, the grandchildren of the loan sharks and the street thugs would be riding horses in Old Westbury. It had happened before. Wouldn’t it happen again?

This is one of the questions at the heart of the sociologist Alice Goffman’s extraordinary new book, “On the Run: Fugitive Life in an American City.” The story she tells, however, is very different.

That story—an  ethnography set in West Philadelphia that explores how the War on Drugs turned one neighborhood into a surveillance state—contextualizes the all-too-common toll the presumption of criminality takes on young black men, their families, and their communities. And unlike the story of organized crime in the twentieth century, which saw “respectability” as within reach of one or two generations, Goffman’s fieldwork demonstrates how the “once surveilled, always surveilled” mentality that polices our inner-city neighborhoods engenders a cycle of stigma, suppression, limitation, and control—and its very real human costs. At the same time, as with the shift of turf and contraband that characterized last century’s criminal underworld in New York, we see a pattern enforced demographically; the real question becomes whether or not its constituents have any chance—literally and figuratively—to escape.

Read more about On the Run here.

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25. Thinking more about our teeth

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By Peter S. Ungar


Most of us only think about teeth when something’s wrong with them — when they come in crooked, break, or begin to rot. But take a minute to consider your teeth as the extraordinary feat of engineering they are. They concentrate and transmit the forces needed to break food, again and again, up to millions of times over a lifetime. And they do it without themselves being broken in the process — with the very same raw materials used to make the plants and animals being eaten.

Chewing is like a perpetual death match in the mouth, with plants and animals developing tough or hard tissues for protection, and teeth evolving ways to sharpen or strengthen themselves to overcome those defenses. Most living things don’t want to be eaten. They often protect themselves by reinforcing their parts to stop eaters from breaking them into small enough bits to swallow or digest. It could be a hard shell to keep a crack from starting, or tough fibers to keep one from spreading. Either way, the eater still has to eat. And that’s where teeth come in. The variety of tooth types, especially across the mammals, is extraordinary. It’s a testament to what evolution can accomplish given time, motive, and opportunity.

teeth

Lots of animals have “teeth”; sea urchins, spiders, and slugs all have hardened tissues used for food acquisition and processing. But real teeth, like yours and mine, are special. They first appeared half a billion years ago, and Nature has spent the whole time since tinkering with ways to make them better. It’s a story written in stone – the fossil record. We see the appearance of a hard, protective coating of enamel, better ways of attaching tooth to jaw, differentiation of front and back teeth, tighter fit between opposing surfaces, and a new joint for precise movements of the jaw.

The motive is endothermy; we mammals heat our bodies from within. And chewing allows us to squeeze the energy we need to fuel our furnaces. The opportunity is evolvability; very slight genetic tweaks can have dramatic effects on tooth form and function. Consider the incredible variety of different tooth types in mammals, matched so well to the foods individual species eat. A lion has sharp-crested chewing teeth, with blades opposing one another like a pair of scissors, for slicing flesh. A cow has broad, flat ones broken by thin, curved ridges, like a cheese grater, for milling grass. You and I have thick molars with rounded cusps that fit neatly into opposing basins, like a mortar and pestle, for crushing and grinding whatever it is we eat.

There can be little doubt that the diversity, abundance, and success of mammals, including us, are due, in no small measure, to our teeth. Look in a mirror, smile, and think about it.

Peter S. Ungar received his PhD in Anthropological Sciences from Stony Brook University and taught Gross Anatomy in the medical schools at Johns Hopkins and Duke before moving to the University of Arkansas, where he now serves as Distinguished Professor and Chairman of the Department of Anthropology. He has written or co-authored more than 125 scientific papers on ecology and evolution for books and journals and is the author of Teeth: A Very Short Introduction.

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Image credit: Gebitsdiagram Chart created with Open Dental By Jordan Sparks. CC-BY-SA-3.0 via Wikimedia Commons

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